Why You Should Get FINRA Fingerprinted

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Are you a financial professional looking to start a career in the industry? If so, you will need to get FINRA fingerprinted. This process involves background checking and is required for most financial professionals before they can become fully licensed. It is important for financial professionals to understand why this process is required, what documents are needed, and how long the process takes. 


What Is FINRA Fingerprinting? 

FINRA (Financial Industry Regulatory Authority) fingerprinting is an important part of the licensing process for many financial professionals. The purpose of FINRA fingerprinting is to ensure that all new applicants have no criminal background or other disqualifying factors preventing them from working in the finance industry. The process involves submitting fingerprints, photographs, and forms that verify personal information such as date of birth and address history. 

How Long Does It Take? 

The time it takes for your fingerprints to be processed can vary depending on your location and the demand for fingerprinting services at any given time; however, most applications are processed within 4-6 weeks. There may also be additional processing time if further investigation into your background is necessary before approval can be granted. In some cases, the entire process can take up to 6 months from when you submit your application until approval is granted.  

What Documents Will I Need? 

You will need to provide proof of identity such as a driver’s license or passport, two recent passport-style color photographs, and forms that verify personal information such as Social Security number, date of birth, address history, etc.. You will also need to provide documentation that verifies your qualifications such as college transcripts or certifications proving you have experience in the field. Additionally, you may need to provide proof of education or past employment if requested by FINRA during the application process. 
                                                         
FINRA fingerprinting is an important step in becoming a successful financial professional. Understanding what documents are needed and how long it typically takes for approval will help make sure you are prepared when applying for a license with FINRA. With these tips in mind, anyone seeking a career in finance should be able to navigate through this process without issue!

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